Forms

Print-friendly forms for transfers, payouts and more.

All our forms are available as downloadable PDFs. If you can't find the forms you're looking for, contact us.

Please note: We only accept original documents for outgoing trustee-to-trustee transfers and 1035 exchanges. Please do not send fax copies. If you're requesting a 1035 exchange or trustee-to-trustee transfer, we'll need the appropriate forms from the requesting company.

• View New York Forms

Service forms for all states except New York

New accounts and additional purchases

• 403(b) Information Sharing Agreement
• Additional Payment Receipt
• CA - Disclosure for Residents Age 60 and Older
• CA - Financial Products Disclosure
• Community States Spousal Consent
• Investment Options Form
• IRA to Roth Conversion - In House
• MA - Early Withdrawal, Terminal Illness Disclosure
• Portfolio Navigator Enrollment Form
• Pre-Election for Payment of Death Benefits
• Tax-Deferred Retirement Plan Acknowledgement
• Transfer Rollover Exchange - Incoming
• TSA/TSCA Transfer Request

Withdrawals

• Annuity Divorce Surrender Form
• Death Claim Statement
• Excess Contribution Removal Request
• Request for TSA Withdrawal
• Request for IRA Internal Recharacterization Form
• 2010 Required Minimum Distribution
• Statement of Disability
• Substantially Equal Periodic Payment Withdrawal Request
• Systematic Withdrawal Options
• Transfer Rollover Exchange - Outgoing
• Withdrawal Request

Contract maintenance

• Affidavit of Lost Annuity Contract
• Agent of Record Change
• Assignment of Annuity as Collateral
• Customer Service Request - Change address or beneficiary
• Joint Non-spousal Ownership
• Non-natural Ownership
• Release and Reassignment of Policy
• Telephone Transaction Authorization
• Transfer of Ownership
• Trustee Certificate