Forms

Use the forms below to open retirement (IRA, Roth, rollover) and non-retirement accounts, change account options or update account information. Once you have printed and completed a form, please mail it to one of the following addresses (unless specified otherwise on the form):

Regular mail RiverSource Investments c/o Boston Financial P O Box 8041 Boston, MA 02266-8041

Overnight mail RiverSource Investments c/o Boston Financial 30 Dan Road Canton, MA 02021-2809

Open an account

• Fund Guide
  Review and select funds.
• Non Qualified Account Application
  Establish a non qualified account.
• Transfer on Death (TOD) Registration Request Form
  Establish or change a Transfer on Death designation for a non-qualified account.
• IRA Application
  Open an IRA account.
• Growth 401k Proposal Request
  Request for a proposal on Growth 401K plans.
• Education Savings Account
  Establish an education savings account.
• No Fee Simple IRA Account
  An employer's guide to plan setup.
• Simple IRA Employee Kit
  Establish a simple IRA plan.
• Simplified Employee Pension (SEP) Kit
  Establish a SEP plan.
• Tri-Continental Account Application and Prospectus
  Establish a Tri-Continental Corporation account.

Move money to/from an account

• Automatic Investment Form
  Set up, change or stop an automatic investment plan.
• Dividend Payment Form
  Add or change dividend distribution options on your non qualified account.
• Redemption Request for Non-Retirement Accounts
  Redeem shares of your fund(s) from your non qualified account.
• Required Minimum Distribution (RMD) Form
  Request a Required Minimum Distribution from an IRA.
• IRA Distribution Request Form
  Request a distribution from a retirement account.
• Electronic Payment Application
  Allow automated clearing house withdrawals on dividends or systematic payouts.

Transfer, rollover or convert my account

• Direct Rollover Form
  Transfer your employer sponsored retirement plan to a RiverSource^® retirement plan.
• IRA Transfer Form
  Transfer your IRA at another company directly to a RiverSource^® IRA plan.
• Roth Conversion Form
  Convert a traditional IRA to a Roth IRA.
• Non Retirement Account Transfer Form
  Transfer your non-qualified assets to RiverSource.
• Asset Allocation Change
  Use this form to change the allocation of retirement plan contributions.

Update/change an account

• Name Change Authorization Form
  Update name on an account.
• IRA Optional Services/Change Request Form
  Establish a letter of intent, set up automatic investment plans, add or change beneficiaries to retirement accounts.
• Letter of Intent
  Establish a letter of intent.
• Address Change
  Request an address change on an account.
• Change of Ownership
  Request a change of ownership on an account.
• Change of Ownership - Tri-Continental
  Request a change of ownership on a Tri-Continental Corporation account.
• Dealer Change
  Change the broker/dealer on an account.
• Telephone Service Election
  Authorize telephone transaction capabilities.

To view and print PDF forms, you must have Adobe Acrobat Reader installed on your computer.

For questions on these forms, please contact your financial advisor or call the RiverSource Service Corporation at 1 (800) 221-2450.